ComplyAI

The Challenge

Financial transactions are prone to abuse.

Compliance departments rely on surveillance of the traders, clients and operations.

The quantity of data is increasing:

• in volume
• in complexity
• in multitude of channels (phone, chat, email)

Determining abuse is becoming more expensive, and more false positives, with associated cost in lost trading time, are adding to the burden.

Consistently identifying genuine market abuse requires highly trained individuals.

Introducing ComplyAI

Your solution for ensuring communication compliance

ComplyAI assess all the recorded interactions of a trading team, allowing analysis across time and different channels. It can identify suspected abuse and sales performance.

ComplyAI is multi-lingual and trained on an organisations data for a more complete model of the trading environment.

The system identifies traders, clients and other actors, translates trading terminology, department hierarchies, and client with multiple ids.

All this is configurable, and can be updated continually, to train the system.

ComplyAI reduces the toil in surveillance, allowing high value compliance individuals to concentrate on genuine issues, without losing control of the surveillance process.

Multiple Data Sources, Actionable Alerts